Thomas J. Ericson, Director of Compliance, started with the company in February of 2010. In his previous career, Tom was a successful attorney in private practice in Philadelphia before starting his career in securities and insurance compliance. Tom served as the Chief Legal Officer and Compliance Officer for several different Broker Dealers and Investment Advisors and provided consulting services to many others. He is a frequent lecturer to producer groups and national associations on compliance related matters. Tom has passed the Pennsylvania Bar exam and Life and Health Agent examinations. He is a graduate of Mercyhurst College and Penn State University with a BA in Accounting and from the Penn State Dickinson School of Law with a JD degree.
